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Resources

Legislation

The legislation dealing with CADB’s jurisdiction, structure and operation includes Part 9.2 Div 3 of the Corporations Act 2001 (Cth) and Part 11 of the Australian Securities and Investments Commission Act 2001 (Cth).

Procedural Rules

CADB has issued a Practice Note 1 (PN1), which contains procedural rules and guidance relating to proceedings before the Board.

PN1 - Guidance for parties involved in CADB disciplinary proceedings on case preparation, hearing and decision procedures (PDF 578 KB)

CADB has also issued a Practice Note 3 (PN3) containing procedures relating to costs.

PN3 - Guidance and Procedures Relating to Costs Orders Published (PDF 239 KB)


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